S-8: Securities to be offered to employees in employee benefit plans
Published on August 12, 2022
As filed with the Securities and Exchange Commission on August 12, 2022
Registration No. 333 –
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
EYENOVIA, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 47-1178401 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
295 Madison Avenue, Suite 2400
New York, NY 10017
(917) 289-1117
(Address, Including Zip Code, of Principal Executive Offices)
Eyenovia, Inc. Amended and Restated 2018 Omnibus Stock Incentive Plan
(Full Title of the Plan)
Michael Rowe
Chief Executive Officer
295 Madison Avenue, Suite 2400
New York, NY 10017
(917) 289-1117
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Megan N. Gates, Esq.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
One Financial Center
Boston, MA 02111
Telephone: (617) 542-6000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ¨ | Accelerated filer | ¨ |
| Non-accelerated filer | x | Smaller reporting company | x |
| Emerging growth company | x |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
EXPLANATORY NOTE
This Registration Statement is being filed to register an additional 1,500,000 shares of common stock, par value $0.0001 per share (the “Common Stock”), of Eyenovia, Inc. (the “Registrant”) reserved for issuance under the Eyenovia, Inc. Amended and Restated 2018 Omnibus Stock Incentive Plan (the “Plan”). This Registration Statement registers additional securities of the same class for which a registration statement filed on Form S-8 relating to the Plan is effective. The information contained in the Registrant’s registration statements on Form S-8 filed with the Securities and Exchange Commission (the “Commission”) on August 27, 2018 (File No. 333-227049), August 14, 2019 (File No. 333-233280), August 14, 2020 (File No. 333-246288) and November 12, 2021 (File No. 333-261035) is hereby incorporated by reference pursuant to General Instruction E of Form S-8.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents previously filed by the Registrant with the Commission are incorporated herein by reference:
| a) | The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021, filed with the Commission on March 30, 2022; |
| b) | The Registrant’s Quarterly Reports on Form 10-Q filed with the Commission on May 13, 2022 and August 11, 2022; |
| c) | The Registrant’s Current Reports on Form 8-K filed with the Commission on February 7, 2022, February 8, 2022, March 7, 2022, March 9, 2022, April 4, 2022, May 12, 2022 (with respect to the events reported as of May 6 and 11, 2022), June 7, 2022, June 17, 2022, July 7, 2022, July 27, 2022 and August 10, 2022; |
| d) | The portions of the Registrant’s Definitive Proxy Statement on Schedule 14A filed on May 2, 2022 that are deemed “filed” with the Commission under the Securities Exchange Act of 1934, as amended (the “Exchange Act”); and |
| e) | The description of the Registrant’s securities contained in the Registrant’s Registration Statement on Form 8-A (File No. 333-222162), filed with the Commission on January 24, 2018, including any amendments or reports filed for the purpose of updating such description. |
All reports and other documents filed, but not furnished, by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act after the date hereof and prior to the filing of a post-effective amendment that indicates that all securities offered under this Registration Statement have been sold or which deregisters all securities then remaining unsold shall be deemed to be incorporated by reference herein and to be a part hereof from the date of filing of such reports and documents. In no event, however, will any of the information, including exhibits, that the Registrant discloses under Item 2.02 or Item 7.01 of any report on Form 8-K that has been or may be, from time to time, furnished to the Commission, be incorporated by reference into or otherwise become a part of this Registration Statement.
Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for the purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document that also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Item 5. Interests of Named Experts and Counsel.
None.
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Item 8. Exhibits.
+ Denotes management contract or compensatory plan or arrangement.
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Signatures
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on August 12, 2022.
| EYENOVIA, INC. | ||
| By: | /s/ John Gandolfo | |
| John Gandolfo | ||
| Chief Financial Officer | ||
Each person whose signature appears below constitutes and appoints Michael Rowe and John Gandolfo, and each of them singly (with full power to each of them to act alone), as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | ||
| /s/ Michael Rowe | Chief Executive Officer (Principal Executive Officer) and Director |
August 12, 2022 | ||
| Michael Rowe | ||||
| /s/ John Gandolfo | Chief Financial Officer (Principal Financial and Accounting Officer) |
August 12, 2022 | ||
| John Gandolfo | ||||
| /s/ Stephen Benjamin | Director | August 12, 2022 | ||
| Stephen Benjamin | ||||
| /s/ Julia A. Haller | Director | August 12, 2022 | ||
| Julia A. Haller | ||||
| /s/ Tsontcho Ianchulev | Director | August 12, 2022 | ||
| Tsontcho Ianchulev | ||||
| s/ Rachel Jacobson | Director | August 12, 2022 | ||
| Rachel Jacobson | ||||
| /s/ Kenneth B. Lee, Jr. | Director | August 12, 2022 | ||
| Kenneth B. Lee, Jr. | ||||
| /s/ Charles E. Mather IV | Director | August 12, 2022 | ||
| Charles E. Mather IV | ||||
| /s/ Ram Palanki | Director | August 12, 2022 | ||
| Ram Palanki | ||||
| /s/ Ellen R. Strahlman | Director | August 12, 2022 | ||
| Ellen R. Strahlman |
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